Unifimoney RIA QOZB, LLC
58 West Portal Ave. #544 San Francisco
CA 94127-1304 www.unifimoney.com
Part 2B of Form ADV: Firm Brochure
This brochure (“Brochure”) provides information about the qualifications and business practices of Unifimoney RIA QOZB, LLC If you have any questions about the contents of this Brochure, please contact us by calling 415-964-5877 or emailing us at email@example.com. The information in this Brochure has not been approved or verified by the United States Securities and Exchange Commission (the “SEC”) or by any state securities authority.
Additional information about Unifimoney RIA QOZB, LLC is available on the SEC’s website atwww.adviserinfo.sec.gov. Investment adviser registration does not imply a certain level of skill or training.
Brochure Supplement (Part 2B of Form ADV)
BENJAMIN J. J. SOPPITT
Unifimoney RIA QOZB, LLC
58 West Portal Ave #544
NOTICE: The attached Brochure Supplement provides information about Mr. Soppitt that supplements the Unifimoney RIA QOZB, LLC Brochure. You should have received a copy of the Brochure for Unifimoney RIA QOZB, LLC as well. Please contact Unifimoney RIA QOZB, LLC if you did not receive the brochure. You can also contact Unifimoney Support if you have any questions about the content of the attached supplement. Additional information about this supervised person of Unifimoney RIA QOZB, LLC is available on the Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov. You can search this site by a unique identifying number known as a CRD number. Unifimoney RIA’s CRD# is 309001.
(A) General Requirements
Generally, Unifimoney RIA QOZB, LLC requires employees to hold a college or advanced degree or have relevant working experience in the securities industry. Any employee of Unifimoney RIA QOZB, LLC acting in are presentative capacity will be appropriately licensed or registered as such.
(B) Supervised Person Information
Unifimoney RIA QOZB, LLC currently has 1 supervised person. This Brochure Supplement provides information about Mr. Soppitt.
Item 2 Education and Business Experience
Year of Birth: 1971
Mr. Soppitt is the CEO for Unifimoney RIA QOZB, LLC and the parent company Unifimoney Tech QOZB, LLC Prior to founding Unifimoney in 2019, Mr. Soppitt was Head of Business Development at Samsung Pay. Prior to Samsung, Mr. Soppitt was Global Head of Business Development at Fitbit Pay. Prior to this, Mr. Soppitt held the position of VP, Global Products at Visa Inc.
Mr. Soppitt also held senior positions at PT Bank Tabungan Pensiunan Nasional, Tbk and at Natrindo Telepon Seluler, both in Jakarta, Indonesia.
Mr. Soppitt holds a bachelor’s degree in Psychology from the University of Manchester in Manchester, England.
Item 3 Disciplinary Information
Mr. Soppitt does not have any legal or disciplinary events material to a client’s or prospective client’s evaluation.
Item 4 Other Business Activities
Mr. Soppitt is not actively engaged in other investment-related businesses. As noted above, in addition to his work for Unifimoney RIA QOZB, LLC, Mr. Soppitt also performs work for Unifimoney Tech QOZB, LLC (Unifimoney RIAInc.’s parent company)
Item 5 Additional Compensation
Mr. Soppitt does not receive any economic benefit from any third party for providing advisory services.
Item 6 Supervision
Miles Webb, COO of Unifimoney Tech QOZB, LLC, and Chief Compliance Officer reviews Mr. Soppitt’s personal trades for compliance with Unifimoney RIA’s Investment Advisory Code of Ethics and other applicable policies.